SBAI Podcast

Podcast Episode 12: Regulatory Compliance – Choppy Waters Ahead?

Episode Notes

This is the inaugural episode from the newly launched SBAI and Morgan Lewis Regulatory Compliance podcast series. It is co-hosted by Christine Ayako Schleppegrell, Partner at Morgan Lewis and Brian Digney, Research and Content Director at the SBAI.

 

This new collaboration aims to provide valuable insights into regulatory developments impacting the alternative investment industry. 

In this episode, the discussion covers:

 

The evolving regulatory landscape under a new U.S. administration and its potential impact on the SEC.

The legacy of the Private Fund Advisor Rule, its recent repeal, and how managers continue to adapt.

Key compliance challenges, including new AML regulations, marketing rules, and enforcement priorities.

Global regulatory trends, including upcoming FCA reviews on private market valuation practices.

The role of industry standards, transparency, and best practices in navigating regulatory change.

 

 About the SBAI:

We are an active alliance of asset managers and allocators dedicated to responsible practice, partnership, and knowledge. We do this by setting Standards, providing industry guidance, and facilitating collaboration and exchange of ideas through our community of over 250 institutional investors and asset manager signatories responsible for approximately US$ 8tn in assets.

For more information visit https://www.sbai.org/